Qingyao Ai

Qingyao Ai, Ting Bai, Zhao Cao et al. · pku, tsinghua

The research field of Information Retrieval (IR) has evolved significantly, expanding beyond traditional search to meet diverse user information needs. Recently, Large Language Models (LLMs) have demonstrated exceptional capabilities in text understanding, generation, and knowledge inference, opening up exciting avenues for IR research. LLMs not only facilitate generative retrieval but also offer improved solutions for user understanding, model evaluation, and user-system interactions. More importantly, the synergistic relationship among IR models, LLMs, and humans forms a new technical paradigm that is more powerful for information seeking. IR models provide real-time and relevant information, LLMs contribute internal knowledge, and humans play a central role of demanders and evaluators to the reliability of information services. Nevertheless, significant challenges exist, including computational costs, credibility concerns, domain-specific limitations, and ethical considerations. To thoroughly discuss the transformative impact of LLMs on IR research, the Chinese IR community conducted a strategic workshop in April 2023, yielding valuable insights. This paper provides a summary of the workshop's outcomes, including the rethinking of IR's core values, the mutual enhancement of LLMs and IR, the proposal of a novel IR technical paradigm, and open challenges.

Weihang Su, Yichen Tang, Qingyao Ai et al. · tsinghua

The emergence of Large Language Models (LLMs) has revolutionized how users access information, shifting from traditional search engines to direct question-and-answer interactions with LLMs. However, the widespread adoption of LLMs has revealed a significant challenge known as hallucination, wherein LLMs generate coherent yet factually inaccurate responses. This hallucination phenomenon has led to users' distrust in information retrieval systems based on LLMs. To tackle this challenge, this paper proposes Dynamic Retrieval Augmentation based on hallucination Detection (DRAD) as a novel method to detect and mitigate hallucinations in LLMs. DRAD improves upon traditional retrieval augmentation by dynamically adapting the retrieval process based on real-time hallucination detection. It features two main components: Real-time Hallucination Detection (RHD) for identifying potential hallucinations without external models, and Self-correction based on External Knowledge (SEK) for correcting these errors using external knowledge. Experiment results show that DRAD demonstrates superior performance in both detecting and mitigating hallucinations in LLMs. All of our code and data are open-sourced at https://github.com/oneal2000/EntityHallucination.

Kaiyuan Zhang, Ziyi Ye, Qingyao Ai et al. · tsinghua

Electroencephalography(EEG) classification is a crucial task in neuroscience, neural engineering, and several commercial applications. Traditional EEG classification models, however, have often overlooked or inadequately leveraged the brain's topological information. Recognizing this shortfall, there has been a burgeoning interest in recent years in harnessing the potential of Graph Neural Networks (GNN) to exploit the topological information by modeling features selected from each EEG channel in a graph structure. To further facilitate research in this direction, we introduce GNN4EEG, a versatile and user-friendly toolkit for GNN-based modeling of EEG signals. GNN4EEG comprises three components: (i)A large benchmark constructed with four EEG classification tasks based on EEG data collected from 123 participants. (ii)Easy-to-use implementations on various state-of-the-art GNN-based EEG classification models, e.g., DGCNN, RGNN, etc. (iii)Implementations of comprehensive experimental settings and evaluation protocols, e.g., data splitting protocols, and cross-validation protocols. GNN4EEG is publicly released at https://github.com/Miracle-2001/GNN4EEG.

Jingtao Zhan, Qingyao Ai, Yiqun Liu et al. · tsinghua

Recent advance in Dense Retrieval (DR) techniques has significantly improved the effectiveness of first-stage retrieval. Trained with large-scale supervised data, DR models can encode queries and documents into a low-dimensional dense space and conduct effective semantic matching. However, previous studies have shown that the effectiveness of DR models would drop by a large margin when the trained DR models are adopted in a target domain that is different from the domain of the labeled data. One of the possible reasons is that the DR model has never seen the target corpus and thus might be incapable of mitigating the difference between the training and target domains. In practice, unfortunately, training a DR model for each target domain to avoid domain shift is often a difficult task as it requires additional time, storage, and domain-specific data labeling, which are not always available. To address this problem, in this paper, we propose a novel DR framework named Disentangled Dense Retrieval (DDR) to support effective and flexible domain adaptation for DR models. DDR consists of a Relevance Estimation Module (REM) for modeling domain-invariant matching patterns and several Domain Adaption Modules (DAMs) for modeling domain-specific features of multiple target corpora. By making the REM and DAMs disentangled, DDR enables a flexible training paradigm in which REM is trained with supervision once and DAMs are trained with unsupervised data. Comprehensive experiments in different domains and languages show that DDR significantly improves ranking performance compared to strong DR baselines and substantially outperforms traditional retrieval methods in most scenarios.

Haitao Li, Qingyao Ai, Jia Chen et al. · tsinghua

Legal case retrieval, which aims to find relevant cases for a query case, plays a core role in the intelligent legal system. Despite the success that pre-training has achieved in ad-hoc retrieval tasks, effective pre-training strategies for legal case retrieval remain to be explored. Compared with general documents, legal case documents are typically long text sequences with intrinsic logical structures. However, most existing language models have difficulty understanding the long-distance dependencies between different structures. Moreover, in contrast to the general retrieval, the relevance in the legal domain is sensitive to key legal elements. Even subtle differences in key legal elements can significantly affect the judgement of relevance. However, existing pre-trained language models designed for general purposes have not been equipped to handle legal elements. To address these issues, in this paper, we propose SAILER, a new Structure-Aware pre-traIned language model for LEgal case Retrieval. It is highlighted in the following three aspects: (1) SAILER fully utilizes the structural information contained in legal case documents and pays more attention to key legal elements, similar to how legal experts browse legal case documents. (2) SAILER employs an asymmetric encoder-decoder architecture to integrate several different pre-training objectives. In this way, rich semantic information across tasks is encoded into dense vectors. (3) SAILER has powerful discriminative ability, even without any legal annotation data. It can distinguish legal cases with different charges accurately. Extensive experiments over publicly available legal benchmarks demonstrate that our approach can significantly outperform previous state-of-the-art methods in legal case retrieval.

Haitao Li, Yunqiu Shao, Yueyue Wu et al.

As an important component of intelligent legal systems, legal case retrieval plays a critical role in ensuring judicial justice and fairness. However, the development of legal case retrieval technologies in the Chinese legal system is restricted by three problems in existing datasets: limited data size, narrow definitions of legal relevance, and naive candidate pooling strategies used in data sampling. To alleviate these issues, we introduce LeCaRDv2, a large-scale Legal Case Retrieval Dataset (version 2). It consists of 800 queries and 55,192 candidates extracted from 4.3 million criminal case documents. To the best of our knowledge, LeCaRDv2 is one of the largest Chinese legal case retrieval datasets, providing extensive coverage of criminal charges. Additionally, we enrich the existing relevance criteria by considering three key aspects: characterization, penalty, procedure. This comprehensive criteria enriches the dataset and may provides a more holistic perspective. Furthermore, we propose a two-level candidate set pooling strategy that effectively identify potential candidates for each query case. It's important to note that all cases in the dataset have been annotated by multiple legal experts specializing in criminal law. Their expertise ensures the accuracy and reliability of the annotations. We evaluate several state-of-the-art retrieval models at LeCaRDv2, demonstrating that there is still significant room for improvement in legal case retrieval. The details of LeCaRDv2 can be found at the anonymous website https://github.com/anonymous1113243/LeCaRDv2.

Yunqiu Shao, Haitao Li, Yueyue Wu et al. · tsinghua

Legal case retrieval is a special Information Retrieval~(IR) task focusing on legal case documents. Depending on the downstream tasks of the retrieved case documents, users' information needs in legal case retrieval could be significantly different from those in Web search and traditional ad-hoc retrieval tasks. While there are several studies that retrieve legal cases based on text similarity, the underlying search intents of legal retrieval users, as shown in this paper, are more complicated than that yet mostly unexplored. To this end, we present a novel hierarchical intent taxonomy of legal case retrieval. It consists of five intent types categorized by three criteria, i.e., search for Particular Case(s), Characterization, Penalty, Procedure, and Interest. The taxonomy was constructed transparently and evaluated extensively through interviews, editorial user studies, and query log analysis. Through a laboratory user study, we reveal significant differences in user behavior and satisfaction under different search intents in legal case retrieval. Furthermore, we apply the proposed taxonomy to various downstream legal retrieval tasks, e.g., result ranking and satisfaction prediction, and demonstrate its effectiveness. Our work provides important insights into the understanding of user intents in legal case retrieval and potentially leads to better retrieval techniques in the legal domain, such as intent-aware ranking strategies and evaluation methodologies.

Haitao Li, You Chen, Qingyao Ai et al.

Large language models (LLMs) have made significant progress in natural language processing tasks and demonstrate considerable potential in the legal domain. However, legal applications demand high standards of accuracy, reliability, and fairness. Applying existing LLMs to legal systems without careful evaluation of their potential and limitations could pose significant risks in legal practice. To this end, we introduce a standardized comprehensive Chinese legal benchmark LexEval. This benchmark is notable in the following three aspects: (1) Ability Modeling: We propose a new taxonomy of legal cognitive abilities to organize different tasks. (2) Scale: To our knowledge, LexEval is currently the largest Chinese legal evaluation dataset, comprising 23 tasks and 14,150 questions. (3) Data: we utilize formatted existing datasets, exam datasets and newly annotated datasets by legal experts to comprehensively evaluate the various capabilities of LLMs. LexEval not only focuses on the ability of LLMs to apply fundamental legal knowledge but also dedicates efforts to examining the ethical issues involved in their application. We evaluated 38 open-source and commercial LLMs and obtained some interesting findings. The experiments and findings offer valuable insights into the challenges and potential solutions for developing Chinese legal systems and LLM evaluation pipelines. The LexEval dataset and leaderboard are publicly available at \url{https://github.com/CSHaitao/LexEval} and will be continuously updated.

Zhenduo Wang, Yuancheng Tu, Corby Rosset et al. · tsinghua

A long-standing challenge for search and conversational assistants is query intention detection in ambiguous queries. Asking clarifying questions in conversational search has been widely studied and considered an effective solution to resolve query ambiguity. Existing work have explored various approaches for clarifying question ranking and generation. However, due to the lack of real conversational search data, they have to use artificial datasets for training, which limits their generalizability to real-world search scenarios. As a result, the industry has shown reluctance to implement them in reality, further suspending the availability of real conversational search interaction data. The above dilemma can be formulated as a cold start problem of clarifying question generation and conversational search in general. Furthermore, even if we do have large-scale conversational logs, it is not realistic to gather training data that can comprehensively cover all possible queries and topics in open-domain search scenarios. The risk of fitting bias when training a clarifying question retrieval/generation model on incomprehensive dataset is thus another important challenge. In this work, we innovatively explore generating clarifying questions in a zero-shot setting to overcome the cold start problem and we propose a constrained clarifying question generation system which uses both question templates and query facets to guide the effective and precise question generation. The experiment results show that our method outperforms existing state-of-the-art zero-shot baselines by a large margin. Human annotations to our model outputs also indicate our method generates 25.2\% more natural questions, 18.1\% more useful questions, 6.1\% less unnatural and 4\% less useless questions.

Haitao Li, Qingyao Ai, Jingtao Zhan et al. · tsinghua

Recent studies have shown that Dense Retrieval (DR) techniques can significantly improve the performance of first-stage retrieval in IR systems. Despite its empirical effectiveness, the application of DR is still limited. In contrast to statistic retrieval models that rely on highly efficient inverted index solutions, DR models build dense embeddings that are difficult to be pre-processed with most existing search indexing systems. To avoid the expensive cost of brute-force search, the Approximate Nearest Neighbor (ANN) algorithm and corresponding indexes are widely applied to speed up the inference process of DR models. Unfortunately, while ANN can improve the efficiency of DR models, it usually comes with a significant price on retrieval performance. To solve this issue, we propose JTR, which stands for Joint optimization of TRee-based index and query encoding. Specifically, we design a new unified contrastive learning loss to train tree-based index and query encoder in an end-to-end manner. The tree-based negative sampling strategy is applied to make the tree have the maximum heap property, which supports the effectiveness of beam search well. Moreover, we treat the cluster assignment as an optimization problem to update the tree-based index that allows overlapped clustering. We evaluate JTR on numerous popular retrieval benchmarks. Experimental results show that JTR achieves better retrieval performance while retaining high system efficiency compared with widely-adopted baselines. It provides a potential solution to balance efficiency and effectiveness in neural retrieval system designs.

Changyue Wang, Weihang Su, Hu Yiran et al.

Recent advances in Large Language Models (LLMs) have significantly shaped the applications of AI in multiple fields, including the studies of legal intelligence. Trained on extensive legal texts, including statutes and legal documents, the legal LLMs can capture important legal knowledge/concepts effectively and provide important support for downstream legal applications such as legal consultancy. Yet, the dynamic nature of legal statutes and interpretations also poses new challenges to the use of LLMs in legal applications. Particularly, how to update the legal knowledge of LLMs effectively and efficiently has become an important research problem in practice. Existing benchmarks for evaluating knowledge update methods are mostly designed for the open domain and cannot address the specific challenges of the legal domain, such as the nuanced application of new legal knowledge, the complexity and lengthiness of legal regulations, and the intricate nature of legal reasoning. To address this gap, we introduce the Legal Knowledge Update BEnchmark, i.e. LeKUBE, which evaluates knowledge update methods for legal LLMs across five dimensions. Specifically, we categorize the needs of knowledge updates in the legal domain with the help of legal professionals, and then hire annotators from law schools to create synthetic updates to the Chinese Criminal and Civil Code as well as sets of questions of which the answers would change after the updates. Through a comprehensive evaluation of state-of-the-art knowledge update methods, we reveal a notable gap between existing knowledge update methods and the unique needs of the legal domain, emphasizing the need for further research and development of knowledge update mechanisms tailored for legal LLMs.

Weihang Su, Jianming Long, Changyue Wang et al.

Large Language Models (LLMs) frequently exhibit hallucinations, generating content that appears fluent and coherent but is factually incorrect. Such errors undermine trust and hinder their adoption in real-world applications. To address this challenge, two distinct research paradigms have emerged: model-centric Hallucination Detection (HD) and text-centric Fact Verification (FV). Despite sharing the same goal, these paradigms have evolved in isolation, using distinct assumptions, datasets, and evaluation protocols. This separation has created a research schism that hinders their collective progress. In this work, we take a decisive step toward bridging this divide. We introduce UniFact, a unified evaluation framework that enables direct, instance-level comparison between FV and HD by dynamically generating model outputs and corresponding factuality labels. Through large-scale experiments across multiple LLM families and detection methods, we reveal three key findings: (1) No paradigm is universally superior; (2) HD and FV capture complementary facets of factual errors; and (3) hybrid approaches that integrate both methods consistently achieve state-of-the-art performance. Beyond benchmarking, we provide the first in-depth analysis of why FV and HD diverged, as well as empirical evidence supporting the need for their unification. The comprehensive experimental results call for a new, integrated research agenda toward unifying Hallucination Detection and Fact Verification in LLMs. We have open-sourced all the code, data, and baseline implementation at: https://github.com/oneal2000/UniFact/

Shuqi Zhu, Yi Zhong, Ziyi Ye et al.

While AI-generated hallucinations pose considerable risks, the underlying cognitive mechanisms by which humans can successfully recognize or be misled by these hallucinations remain unclear. To address this problem, this paper explores humans' neural dynamics to characterize how the brain processes hallucinated content. We record EEG signals from 27 participants while they are performing a verification task to judge the correctness of image descriptions generated by a multi-modal large language model (MLLM). Based on an averaged event-related potential (ERP) study, we reveal that multiple cognitive processes, e.g., semantic integration, inferential processing, memory retrieval, and cognitive load, exhibit distinct patterns when humans process hallucinated versus non-hallucinated content. Notably, neural responses to hallucinations that were misjudged versus correctly judged by human participants showed significant differences. This indicates that misjudged AI-generated hallucinations failed to trigger the standard neurocognitive fact verification pathway.

Weihang Su, Yichen Tang, Qingyao Ai et al. · tsinghua

Dynamic retrieval augmented generation (RAG) paradigm actively decides when and what to retrieve during the text generation process of Large Language Models (LLMs). There are two key elements of this paradigm: identifying the optimal moment to activate the retrieval module (deciding when to retrieve) and crafting the appropriate query once retrieval is triggered (determining what to retrieve). However, current dynamic RAG methods fall short in both aspects. Firstly, the strategies for deciding when to retrieve often rely on static rules. Moreover, the strategies for deciding what to retrieve typically limit themselves to the LLM's most recent sentence or the last few tokens, while the LLM's real-time information needs may span across the entire context. To overcome these limitations, we introduce a new framework, DRAGIN, i.e., Dynamic Retrieval Augmented Generation based on the real-time Information Needs of LLMs. Our framework is specifically designed to make decisions on when and what to retrieve based on the LLM's real-time information needs during the text generation process. We evaluate DRAGIN along with existing methods comprehensively over 4 knowledge-intensive generation datasets. Experimental results show that DRAGIN achieves superior performance on all tasks, demonstrating the effectiveness of our method. We have open-sourced all the code, data, and models in GitHub: https://github.com/oneal2000/DRAGIN/tree/main

Haitao Li, Junjie Chen, Jingli Yang et al.

With the increasing intelligence and autonomy of LLM agents, their potential applications in the legal domain are becoming increasingly apparent. However, existing general-domain benchmarks cannot fully capture the complexity and subtle nuances of real-world judicial cognition and decision-making. Therefore, we propose LegalAgentBench, a comprehensive benchmark specifically designed to evaluate LLM Agents in the Chinese legal domain. LegalAgentBench includes 17 corpora from real-world legal scenarios and provides 37 tools for interacting with external knowledge. We designed a scalable task construction framework and carefully annotated 300 tasks. These tasks span various types, including multi-hop reasoning and writing, and range across different difficulty levels, effectively reflecting the complexity of real-world legal scenarios. Moreover, beyond evaluating final success, LegalAgentBench incorporates keyword analysis during intermediate processes to calculate progress rates, enabling more fine-grained evaluation. We evaluated eight popular LLMs, highlighting the strengths, limitations, and potential areas for improvement of existing models and methods. LegalAgentBench sets a new benchmark for the practical application of LLMs in the legal domain, with its code and data available at \url{https://github.com/CSHaitao/LegalAgentBench}.

Weihang Su, Yichen Tang, Qingyao Ai et al.

Retrieval-augmented generation (RAG) techniques have emerged as a promising solution to enhance the reliability of large language models (LLMs) by addressing issues like hallucinations, outdated knowledge, and domain adaptation. In particular, existing RAG methods append relevant documents retrieved from external corpus or databases to the input of LLMs to guide their generation process, which we refer to as the in-context knowledge injection method. While this approach is simple and often effective, it has inherent limitations. Firstly, increasing the context length and number of relevant documents can lead to higher computational overhead and degraded performance, especially in complex reasoning tasks. More importantly, in-context knowledge injection operates primarily at the input level, but LLMs store their internal knowledge in their parameters. This gap fundamentally limits the capacity of in-context methods. To this end, we introduce Parametric retrieval-augmented generation (Parametric RAG), a new RAG paradigm that integrates external knowledge directly into the parameters of feed-forward networks (FFN) of an LLM through document parameterization. This approach not only saves online computational costs by eliminating the need to inject multiple documents into the LLMs' input context, but also deepens the integration of external knowledge into the parametric knowledge space of the LLM. Experimental results demonstrate that Parametric RAG substantially enhances both the effectiveness and efficiency of knowledge augmentation in LLMs. Also, it can be combined with in-context RAG methods to achieve even better performance. We have open-sourced all the code, data, and models in the following anonymized GitHub link: https://github.com/oneal2000/PRAG

Changyue Wang, Weihang Su, Qingyao Ai et al.

Knowledge Editing is a technique that updates large language models (LLMs) with new information to maintain their world knowledge. This approach avoids the need to rebuild the model from scratch, thereby addressing the high costs associated with frequent retraining. Among these, the in-context editing paradigm stands out for its effectiveness in integrating new knowledge while preserving the model's original capabilities. Despite its potential, existing in-context knowledge editing methods are often task-specific, focusing primarily on multi-hop QA tasks using structured knowledge triples. Moreover, their reliance on few-shot prompting for task decomposition makes them unstable and less effective in generalizing across diverse tasks. In response to these limitations, we propose EditCoT, a novel knowledge editing framework that flexibly and efficiently updates LLMs across various tasks without retraining. EditCoT works by generating a chain-of-thought (CoT) for a given input and then iteratively refining this CoT process using a CoT editor based on updated knowledge. We evaluate EditCoT across a diverse range of benchmarks, covering multiple languages and tasks. The results demonstrate that our approach achieves state-of-the-art performance while offering superior generalization, effectiveness, and stability compared to existing methods, marking a significant advancement in the field of knowledge updating. The code and data of EditCoT are available at: https://github.com/bebr2/EditCoT .

Weihang Su, Baoqing Yue, Qingyao Ai et al.

This paper introduces JuDGE (Judgment Document Generation Evaluation), a novel benchmark for evaluating the performance of judgment document generation in the Chinese legal system. We define the task as generating a complete legal judgment document from the given factual description of the case. To facilitate this benchmark, we construct a comprehensive dataset consisting of factual descriptions from real legal cases, paired with their corresponding full judgment documents, which serve as the ground truth for evaluating the quality of generated documents. This dataset is further augmented by two external legal corpora that provide additional legal knowledge for the task: one comprising statutes and regulations, and the other consisting of a large collection of past judgment documents. In collaboration with legal professionals, we establish a comprehensive automated evaluation framework to assess the quality of generated judgment documents across various dimensions. We evaluate various baseline approaches, including few-shot in-context learning, fine-tuning, and a multi-source retrieval-augmented generation (RAG) approach, using both general and legal-domain LLMs. The experimental results demonstrate that, while RAG approaches can effectively improve performance in this task, there is still substantial room for further improvement. All the codes and datasets are available at: https://github.com/oneal2000/JuDGE.

Changyue Wang, Weihang Su, Qingyao Ai et al.

Large Reasoning Models (LRMs) extend large language models with explicit, multi-step reasoning traces to enhance transparency and performance on complex tasks. However, these reasoning traces can be redundant or logically inconsistent, becoming a new and hard-to-detect source of hallucination. Existing hallucination detection methods focus primarily on answer-level uncertainty and often fail to detect hallucinations or logical inconsistencies arising from the model's reasoning trace. This oversight is particularly problematic for LRMs, where the explicit thinking trace is not only an important support to the model's decision-making process but also a key source of potential hallucination. To this end, we propose RACE (Reasoning and Answer Consistency Evaluation), a novel framework specifically tailored for hallucination detection in LRMs. RACE operates by extracting essential reasoning steps and computing four diagnostic signals: inter-sample consistency of reasoning traces, entropy-based answer uncertainty, semantic alignment between reasoning and answers, and internal coherence of reasoning. The joint utilization of these signals makes RACE a more robust detector of hallucinations in LRMs. Experiments across datasets and different LLMs demonstrate that RACE outperforms existing hallucination detection baselines, offering a robust and generalizable solution for evaluating LRMs. The source code is available at https://github.com/bebr2/RACE

Changyue Wang, Weihang Su, Qingyao Ai et al.

Knowledge editing aims to efficiently update Large Language Models (LLMs) by modifying specific knowledge without retraining the entire model. Among knowledge editing approaches, in-context editing (ICE) offers a lightweight solution by injecting new knowledge directly into the input context, leaving model parameters unchanged. However, existing ICE approaches do not explicitly separate the newly injected knowledge from the model's original reasoning process. This entanglement often results in conflicts between external updates and internal parametric knowledge, undermining the consistency and accuracy of the reasoning path.In this work, we conduct preliminary experiments to examine how parametric knowledge influences reasoning path planning. We find that the model's reasoning is tightly coupled with its internal knowledge, and that naively injecting new information without adapting the reasoning path often leads to performance degradation, particularly in multi-hop tasks. To this end, we propose DecKER, a novel ICE framework that decouples reasoning from knowledge editing by generating a masked reasoning path and then resolving knowledge edits via hybrid retrieval and model-based validation. Experiments on multi-hop QA benchmarks show that DecKER significantly outperforms existing ICE methods by mitigating knowledge conflicts and preserving reasoning consistency. Our code is available at: https://github.com/bebr2/DecKER .

Haitao Li, Jiaying Ye, Yiran Hu et al.

Legal case documents play a critical role in judicial proceedings. As the number of cases continues to rise, the reliance on manual drafting of legal case documents is facing increasing pressure and challenges. The development of large language models (LLMs) offers a promising solution for automating document generation. However, existing benchmarks fail to fully capture the complexities involved in drafting legal case documents in real-world scenarios. To address this gap, we introduce CaseGen, the benchmark for multi-stage legal case documents generation in the Chinese legal domain. CaseGen is based on 500 real case samples annotated by legal experts and covers seven essential case sections. It supports four key tasks: drafting defense statements, writing trial facts, composing legal reasoning, and generating judgment results. To the best of our knowledge, CaseGen is the first benchmark designed to evaluate LLMs in the context of legal case document generation. To ensure an accurate and comprehensive evaluation, we design the LLM-as-a-judge evaluation framework and validate its effectiveness through human annotations. We evaluate several widely used general-domain LLMs and legal-specific LLMs, highlighting their limitations in case document generation and pinpointing areas for potential improvement. This work marks a step toward a more effective framework for automating legal case documents drafting, paving the way for the reliable application of AI in the legal field. The dataset and code are publicly available at https://github.com/CSHaitao/CaseGen.

Zongyue Xue, Siyuan Zheng, Shaochun Wang et al.

The integration of Large Language Models (LLMs) into legal practice raises pressing concerns about judicial fairness, particularly due to the nature of their "black-box" processes. This study introduces JustEva, a comprehensive, open-source evaluation toolkit designed to measure LLM fairness in legal tasks. JustEva features several advantages: (1) a structured label system covering 65 extra-legal factors; (2) three core fairness metrics - inconsistency, bias, and imbalanced inaccuracy; (3) robust statistical inference methods; and (4) informative visualizations. The toolkit supports two types of experiments, enabling a complete evaluation workflow: (1) generating structured outputs from LLMs using a provided dataset, and (2) conducting statistical analysis and inference on LLMs' outputs through regression and other statistical methods. Empirical application of JustEva reveals significant fairness deficiencies in current LLMs, highlighting the lack of fair and trustworthy LLM legal tools. JustEva offers a convenient tool and methodological foundation for evaluating and improving algorithmic fairness in the legal domain.

Weihang Su, Anzhe Xie, Qingyao Ai et al.

The rapid growth of academic literature makes the manual creation of scientific surveys increasingly infeasible. While large language models show promise for automating this process, progress in this area is hindered by the absence of standardized benchmarks and evaluation protocols. To bridge this critical gap, we introduce SurGE (Survey Generation Evaluation), a new benchmark for scientific survey generation in computer science. SurGE consists of (1) a collection of test instances, each including a topic description, an expert-written survey, and its full set of cited references, and (2) a large-scale academic corpus of over one million papers. In addition, we propose an automated evaluation framework that measures the quality of generated surveys across four dimensions: comprehensiveness, citation accuracy, structural organization, and content quality. Our evaluation of diverse LLM-based methods demonstrates a significant performance gap, revealing that even advanced agentic frameworks struggle with the complexities of survey generation and highlighting the need for future research in this area. We have open-sourced all the code, data, and models at: https://github.com/oneal2000/SurGE

Weihang Su, Yiran Hu, Anzhe Xie et al.

Statute retrieval aims to find relevant statutory articles for specific queries. This process is the basis of a wide range of legal applications such as legal advice, automated judicial decisions, legal document drafting, etc. Existing statute retrieval benchmarks focus on formal and professional queries from sources like bar exams and legal case documents, thereby neglecting non-professional queries from the general public, which often lack precise legal terminology and references. To address this gap, we introduce the STAtute Retrieval Dataset (STARD), a Chinese dataset comprising 1,543 query cases collected from real-world legal consultations and 55,348 candidate statutory articles. Unlike existing statute retrieval datasets, which primarily focus on professional legal queries, STARD captures the complexity and diversity of real queries from the general public. Through a comprehensive evaluation of various retrieval baselines, we reveal that existing retrieval approaches all fall short of these real queries issued by non-professional users. The best method only achieves a Recall@100 of 0.907, suggesting the necessity for further exploration and additional research in this area. All the codes and datasets are available at: https://github.com/oneal2000/STARD/tree/main

Haitao Li, Changyue Wang, Weihang Su et al.

This paper describes the approach of the THUIR team at the COLIEE 2023 Legal Case Entailment task. This task requires the participant to identify a specific paragraph from a given supporting case that entails the decision for the query case. We try traditional lexical matching methods and pre-trained language models with different sizes. Furthermore, learning-to-rank methods are employed to further improve performance. However, learning-to-rank is not very robust on this task. which suggests that answer passages cannot simply be determined with information retrieval techniques. Experimental results show that more parameters and legal knowledge contribute to the legal case entailment task. Finally, we get the third place in COLIEE 2023. The implementation of our method can be found at https://github.com/CSHaitao/THUIR-COLIEE2023.

Haitao Li, Weihang Su, Changyue Wang et al.

Legal case retrieval techniques play an essential role in modern intelligent legal systems. As an annually well-known international competition, COLIEE is aiming to achieve the state-of-the-art retrieval model for legal texts. This paper summarizes the approach of the championship team THUIR in COLIEE 2023. To be specific, we design structure-aware pre-trained language models to enhance the understanding of legal cases. Furthermore, we propose heuristic pre-processing and post-processing approaches to reduce the influence of irrelevant messages. In the end, learning-to-rank methods are employed to merge features with different dimensions. Experimental results demonstrate the superiority of our proposal. Official results show that our run has the best performance among all submissions. The implementation of our method can be found at https://github.com/CSHaitao/THUIR-COLIEE2023.

Weihang Su, Changyue Wang, Qingyao Ai et al. · tsinghua

Hallucinations in large language models (LLMs) refer to the phenomenon of LLMs producing responses that are coherent yet factually inaccurate. This issue undermines the effectiveness of LLMs in practical applications, necessitating research into detecting and mitigating hallucinations of LLMs. Previous studies have mainly concentrated on post-processing techniques for hallucination detection, which tend to be computationally intensive and limited in effectiveness due to their separation from the LLM's inference process. To overcome these limitations, we introduce MIND, an unsupervised training framework that leverages the internal states of LLMs for real-time hallucination detection without requiring manual annotations. Additionally, we present HELM, a new benchmark for evaluating hallucination detection across multiple LLMs, featuring diverse LLM outputs and the internal states of LLMs during their inference process. Our experiments demonstrate that MIND outperforms existing state-of-the-art methods in hallucination detection.

Zhumin Chu, Qingyao Ai, Yiteng Tu et al.

The impressive performance of large language models (LLMs) has attracted considerable attention from the academic and industrial communities. Besides how to construct and train LLMs, how to effectively evaluate and compare the capacity of LLMs has also been well recognized as an important yet difficult problem. Existing paradigms rely on either human annotators or model-based evaluators to evaluate the performance of LLMs on different tasks. However, these paradigms often suffer from high cost, low generalizability, and inherited biases in practice, which make them incapable of supporting the sustainable development of LLMs in long term. In order to address these issues, inspired by the peer review systems widely used in academic publication process, we propose a novel framework that can automatically evaluate LLMs through a peer-review process. Specifically, for the evaluation of a specific task, we first construct a small qualification exam to select "reviewers" from a couple of powerful LLMs. Then, to actually evaluate the "submissions" written by different candidate LLMs, i.e., the evaluatees, we use the reviewer LLMs to rate or compare the submissions. The final ranking of evaluatee LLMs is generated based on the results provided by all reviewers. We conducted extensive experiments on text summarization tasks with eleven LLMs including GPT-4. The results demonstrate the existence of biasness when evaluating using a single LLM. Also, our PRE model outperforms all the baselines, illustrating the effectiveness of the peer review mechanism.

Haitao Li, Qingyao Ai, Jia Chen et al. · tsinghua

Large Language Models (LLMs) like ChatGPT and GPT-4 are versatile and capable of addressing a diverse range of tasks. However, general LLMs, which are developed on open-domain data, may lack the domain-specific knowledge essential for tasks in vertical domains, such as legal, medical, etc. To address this issue, previous approaches either conduct continuous pre-training with domain-specific data or employ retrieval augmentation to support general LLMs. Unfortunately, these strategies are either cost-intensive or unreliable in practical applications. To this end, we present a novel framework named BLADE, which enhances Black-box LArge language models with small Domain-spEcific models. BLADE consists of a black-box LLM and a small domain-specific LM. The small LM preserves domain-specific knowledge and offers specialized insights, while the general LLM contributes robust language comprehension and reasoning capabilities. Specifically, our method involves three steps: 1) pre-training the small LM with domain-specific data, 2) fine-tuning this model using knowledge instruction data, and 3) joint Bayesian optimization of the general LLM and the small LM. Extensive experiments conducted on public legal and medical benchmarks reveal that BLADE significantly outperforms existing approaches. This shows the potential of BLADE as an effective and cost-efficient solution in adapting general LLMs for vertical domains.

Weihang Su, Qingyao Ai, Xiangsheng Li et al.

With the development of deep learning and natural language processing techniques, pre-trained language models have been widely used to solve information retrieval (IR) problems. Benefiting from the pre-training and fine-tuning paradigm, these models achieve state-of-the-art performance. In previous works, plain texts in Wikipedia have been widely used in the pre-training stage. However, the rich structured information in Wikipedia, such as the titles, abstracts, hierarchical heading (multi-level title) structure, relationship between articles, references, hyperlink structures, and the writing organizations, has not been fully explored. In this paper, we devise four pre-training objectives tailored for IR tasks based on the structured knowledge of Wikipedia. Compared to existing pre-training methods, our approach can better capture the semantic knowledge in the training corpus by leveraging the human-edited structured data from Wikipedia. Experimental results on multiple IR benchmark datasets show the superior performance of our model in both zero-shot and fine-tuning settings compared to existing strong retrieval baselines. Besides, experimental results in biomedical and legal domains demonstrate that our approach achieves better performance in vertical domains compared to previous models, especially in scenarios where long text similarity matching is needed.

Haitao Li, Junjie Chen, Qingyao Ai et al.

The use of large language models (LLMs) as automated evaluation tools to assess the quality of generated natural language, known as LLMs-as-Judges, has demonstrated promising capabilities and is rapidly gaining widespread attention. However, when applied to pairwise comparisons of candidate responses, LLM-based evaluators often exhibit selection bias. Specifically, their judgments may become inconsistent when the option positions or ID tokens are swapped, compromising the effectiveness and fairness of the evaluation result. To address this challenge, we introduce CalibraEval, a novel label-free method for mitigating selection bias during inference. Specifically, CalibraEval reformulates debiasing as an optimization task aimed at adjusting observed prediction distributions to align with unbiased prediction distributions. To solve this optimization problem, we propose a non-parametric order-preserving algorithm (NOA). This algorithm leverages the partial order relationships between model prediction distributions, thereby eliminating the need for explicit labels and precise mathematical function modeling.Empirical evaluations of LLMs in multiple representative benchmarks demonstrate that CalibraEval effectively mitigates selection bias and improves performance compared to existing debiasing methods. This work marks a step toward building more robust and unbiased automated evaluation frameworks, paving the way for improved reliability in AI-driven assessments

Ziyi Ye, Xiaohui Xie, Qingyao Ai et al.

The Relevance Feedback (RF) process relies on accurate and real-time relevance estimation of feedback documents to improve retrieval performance. Since collecting explicit relevance annotations imposes an extra burden on the user, extensive studies have explored using pseudo-relevance signals and implicit feedback signals as substitutes. However, such signals are indirect indicators of relevance and suffer from complex search scenarios where user interactions are absent or biased. Recently, the advances in portable and high-precision brain-computer interface (BCI) devices have shown the possibility to monitor user's brain activities during search process. Brain signals can directly reflect user's psychological responses to search results and thus it can act as additional and unbiased RF signals. To explore the effectiveness of brain signals in the context of RF, we propose a novel RF framework that combines BCI-based relevance feedback with pseudo-relevance signals and implicit signals to improve the performance of document re-ranking. The experimental results on the user study dataset show that incorporating brain signals leads to significant performance improvement in our RF framework. Besides, we observe that brain signals perform particularly well in several hard search scenarios, especially when implicit signals as feedback are missing or noisy. This reveals when and how to exploit brain signals in the context of RF.

Yiteng Tu, Weihang Su, Yujia Zhou et al.

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by integrating external knowledge retrieved from a knowledge base. However, its effectiveness is fundamentally constrained by the reliability of both the retriever and the knowledge base. In real-world scenarios, imperfections in these components often lead to the retrieval of noisy, irrelevant, or misleading counterfactual information, ultimately undermining the trustworthiness of RAG systems. To address this challenge, we propose Robust Fine-Tuning (RbFT), a method designed to enhance the resilience of LLMs against retrieval defects through two targeted fine-tuning tasks. Experimental results demonstrate that RbFT significantly improves the robustness of RAG systems across diverse retrieval conditions, surpassing existing methods while maintaining high inference efficiency and compatibility with other robustness techniques.

Haitao Li, Qingyao Ai, Xinyan Han et al.

Recent research demonstrates the effectiveness of using pre-trained language models for legal case retrieval. Most of the existing works focus on improving the representation ability for the contextualized embedding of the [CLS] token and calculate relevance using textual semantic similarity. However, in the legal domain, textual semantic similarity does not always imply that the cases are relevant enough. Instead, relevance in legal cases primarily depends on the similarity of key facts that impact the final judgment. Without proper treatments, the discriminative ability of learned representations could be limited since legal cases are lengthy and contain numerous non-key facts. To this end, we introduce DELTA, a discriminative model designed for legal case retrieval. The basic idea involves pinpointing key facts in legal cases and pulling the contextualized embedding of the [CLS] token closer to the key facts while pushing away from the non-key facts, which can warm up the case embedding space in an unsupervised manner. To be specific, this study brings the word alignment mechanism to the contextual masked auto-encoder. First, we leverage shallow decoders to create information bottlenecks, aiming to enhance the representation ability. Second, we employ the deep decoder to enable translation between different structures, with the goal of pinpointing key facts to enhance discriminative ability. Comprehensive experiments conducted on publicly available legal benchmarks show that our approach can outperform existing state-of-the-art methods in legal case retrieval. It provides a new perspective on the in-depth understanding and processing of legal case documents.

Ruizhe Zhang, Haitao Li, Yueyue Wu et al.

In recent years, the utilization of large language models for natural language dialogue has gained momentum, leading to their widespread adoption across various domains. However, their universal competence in addressing challenges specific to specialized fields such as law remains a subject of scrutiny. The incorporation of legal ethics into the model has been overlooked by researchers. We asserts that rigorous ethic evaluation is essential to ensure the effective integration of large language models in legal domains, emphasizing the need to assess domain-specific proficiency and domain-specific ethic. To address this, we propose a novelty evaluation methodology, utilizing authentic legal cases to evaluate the fundamental language abilities, specialized legal knowledge and legal robustness of large language models (LLMs). The findings from our comprehensive evaluation contribute significantly to the academic discourse surrounding the suitability and performance of large language models in legal domains.

Jingtao Zhan, Qingyao Ai, Yiqun Liu et al. · tsinghua

Text-to-image generation systems have emerged as revolutionary tools in the realm of artistic creation, offering unprecedented ease in transforming textual prompts into visual art. However, the efficacy of these systems is intricately linked to the quality of user-provided prompts, which often poses a challenge to users unfamiliar with prompt crafting. This paper addresses this challenge by leveraging user reformulation data from interaction logs to develop an automatic prompt reformulation model. Our in-depth analysis of these logs reveals that user prompt reformulation is heavily dependent on the individual user's capability, resulting in significant variance in the quality of reformulation pairs. To effectively use this data for training, we introduce the Capability-aware Prompt Reformulation (CAPR) framework. CAPR innovatively integrates user capability into the reformulation process through two key components: the Conditional Reformulation Model (CRM) and Configurable Capability Features (CCF). CRM reformulates prompts according to a specified user capability, as represented by CCF. The CCF, in turn, offers the flexibility to tune and guide the CRM's behavior. This enables CAPR to effectively learn diverse reformulation strategies across various user capacities and to simulate high-capability user reformulation during inference. Extensive experiments on standard text-to-image generation benchmarks showcase CAPR's superior performance over existing baselines and its remarkable robustness on unseen systems. Furthermore, comprehensive analyses validate the effectiveness of different components. CAPR can facilitate user-friendly interaction with text-to-image systems and make advanced artistic creation more achievable for a broader range of users.

Jia Chen, Qian Dong, Haitao Li et al.

User-generated content (UGC) communities, especially those featuring multimodal content, improve user experiences by integrating visual and textual information into results (or items). The challenge of improving user experiences in complex systems with search and recommendation (S\&R) services has drawn significant attention from both academia and industry these years. However, the lack of high-quality datasets has limited the research progress on multimodal S\&R. To address the growing need for developing better S\&R services, we present a novel multimodal information retrieval dataset in this paper, namely Qilin. The dataset is collected from Xiaohongshu, a popular social platform with over 300 million monthly active users and an average search penetration rate of over 70\%. In contrast to existing datasets, \textsf{Qilin} offers a comprehensive collection of user sessions with heterogeneous results like image-text notes, video notes, commercial notes, and direct answers, facilitating the development of advanced multimodal neural retrieval models across diverse task settings. To better model user satisfaction and support the analysis of heterogeneous user behaviors, we also collect extensive APP-level contextual signals and genuine user feedback. Notably, Qilin contains user-favored answers and their referred results for search requests triggering the Deep Query Answering (DQA) module. This allows not only the training \& evaluation of a Retrieval-augmented Generation (RAG) pipeline, but also the exploration of how such a module would affect users' search behavior. Through comprehensive analysis and experiments, we provide interesting findings and insights for further improving S\&R systems. We hope that \textsf{Qilin} will significantly contribute to the advancement of multimodal content platforms with S\&R services in the future.

Yichen Tang, Weihang Su, Yujia Zhou et al.

Multi-agent techniques such as role playing or multi-turn debates have been shown to be effective in improving the performance of large language models (LLMs) in downstream tasks. Despite their differences in workflows, existing multi-agent systems constructed from a single base LLM mostly use natural language for agent communication. While this is appealing for its simplicity and interpretability, it also introduces inevitable information loss as one model must down sample its continuous state vectors to discrete tokens before transferring them to the other model. Such losses are particularly significant when the information to transfer is not simple facts, but reasoning logics or abstractive thoughts. To tackle this problem, we propose a new communication protocol that transfers both natural language tokens and token-wise state transition trajectory from one agent to another. Particularly, compared to the actual state value, we find that the sequence of state changes in LLMs after generating each token can better reflect the information hidden behind the inference process. We propose a State Delta Encoding (SDE) method to represent state transition trajectories. The experimental results show that multi-agent systems with SDE achieve SOTA performance compared to other communication protocols, particularly in tasks that involve complex reasoning.

Zechun Niu, Zhilin Zhang, Jiaxin Mao et al.

Counterfactual learning to rank (CLTR) has attracted extensive attention in the IR community for its ability to leverage massive logged user interaction data to train ranking models. While the CLTR models can be theoretically unbiased when the user behavior assumption is correct and the propensity estimation is accurate, their effectiveness is usually empirically evaluated via simulation-based experiments due to a lack of widely available, large-scale, real click logs. However, many previous simulation-based experiments are somewhat limited because they may have one or more of the following deficiencies: 1) using a weak production ranker to generate initial ranked lists, 2) relying on a simplified user simulation model to simulate user clicks, and 3) generating a fixed number of synthetic click logs. As a result, the robustness of CLTR models in complex and diverse situations is largely unknown and needs further investigation. To address this problem, in this paper, we aim to investigate the robustness of existing CLTR models in a reproducibility study with extensive simulation-based experiments that (1) use production rankers with different ranking performance, (2) leverage multiple user simulation models with different user behavior assumptions, and (3) generate different numbers of synthetic sessions for the training queries. We find that the IPS-DCM, DLA-PBM, and UPE models show better robustness under various simulation settings than other CLTR models. Moreover, existing CLTR models often fail to outperform naive click baselines when the production ranker is strong and the number of training sessions is limited, indicating a pressing need for new CLTR algorithms tailored to these conditions.

Ziyi Ye, Jingtao Zhan, Qingyao Ai et al. · tsinghua

Query augmentation is a crucial technique for refining semantically imprecise queries. Traditionally, query augmentation relies on extracting information from initially retrieved, potentially relevant documents. If the quality of the initially retrieved documents is low, then the effectiveness of query augmentation would be limited as well. We propose Brain-Aug, which enhances a query by incorporating semantic information decoded from brain signals. BrainAug generates the continuation of the original query with a prompt constructed with brain signal information and a ranking-oriented inference approach. Experimental results on fMRI (functional magnetic resonance imaging) datasets show that Brain-Aug produces semantically more accurate queries, leading to improved document ranking performance. Such improvement brought by brain signals is particularly notable for ambiguous queries.

Zhengliang Shi, Yiqun Chen, Haitao Li et al.

Large language models (LLMs) have rapidly evolved from text generators into powerful problem solvers. Yet, many open tasks demand critical thinking, multi-source, and verifiable outputs, which are beyond single-shot prompting or standard retrieval-augmented generation. Recently, numerous studies have explored Deep Research (DR), which aims to combine the reasoning capabilities of LLMs with external tools, such as search engines, thereby empowering LLMs to act as research agents capable of completing complex, open-ended tasks. This survey presents a comprehensive and systematic overview of deep research systems, including a clear roadmap, foundational components, practical implementation techniques, important challenges, and future directions. Specifically, our main contributions are as follows: (i) we formalize a three-stage roadmap and distinguish deep research from related paradigms; (ii) we introduce four key components: query planning, information acquisition, memory management, and answer generation, each paired with fine-grained sub-taxonomies; (iii) we summarize optimization techniques, including prompting, supervised fine-tuning, and agentic reinforcement learning; and (iv) we consolidate evaluation criteria and open challenges, aiming to guide and facilitate future development. As the field of deep research continues to evolve rapidly, we are committed to continuously updating this survey to reflect the latest progress in this area.

Qingyao Ai, Yichen Tang, Changyue Wang et al.

Scaling up data, parameters, and test-time computation has been the mainstream methods to improve LLM systems (LLMsys), but their upper bounds are almost reached due to the gradual depletion of high-quality data and marginal gains obtained from larger computational resource consumption. Inspired by the abilities of human and traditional AI systems in learning from practice, constructing memory and continual learning frameworks for LLMsys has become an important and popular research direction in recent literature. Yet, existing benchmarks for LLM memory often focus on evaluating the system on homogeneous reading comprehension tasks with long-form inputs rather than testing their abilities to learn from accumulated user feedback in service time. Therefore, we propose a user feedback simulation framework and a comprehensive benchmark covering multiple domains, languages, and types of tasks to evaluate the continual learning abilities of LLMsys. Experiments show that the effectiveness and efficiency of state-of-the-art baselines are far from satisfying, and we hope this benchmark could pave the way for future studies on LLM memory and optimization algorithms.

Yiran Hu, Zongyue Xue, Haitao Li et al.

Large Language Models (LLMs) are increasingly used in high-stakes fields where their decisions impact rights and equity. However, LLMs' judicial fairness and implications for social justice remain underexplored. When LLMs act as judges, the ability to fairly resolve judicial issues is a prerequisite to ensure their trustworthiness. Based on theories of judicial fairness, we construct a comprehensive framework to measure LLM fairness, leading to a selection of 65 labels and 161 corresponding values. Applying this framework to the judicial system, we compile an extensive dataset, JudiFair, comprising 177,100 unique case facts. To achieve robust statistical inference, we develop three evaluation metrics, inconsistency, bias, and imbalanced inaccuracy, and introduce a method to assess the overall fairness of multiple LLMs across various labels. Through experiments with 16 LLMs, we uncover pervasive inconsistency, bias, and imbalanced inaccuracy across models, underscoring severe LLM judicial unfairness. Particularly, LLMs display notably more pronounced biases on demographic labels, with slightly less bias on substance labels compared to procedure ones. Interestingly, increased inconsistency correlates with reduced biases, but more accurate predictions exacerbate biases. While we find that adjusting the temperature parameter can influence LLM fairness, model size, release date, and country of origin do not exhibit significant effects on judicial fairness. Accordingly, we introduce a publicly available toolkit containing all datasets and code, designed to support future research in evaluating and improving LLM fairness.

Jingtao Zhan, Qingyao Ai, Yiqun Liu et al.

For text-to-image generation, automatically refining user-provided natural language prompts into the keyword-enriched prompts favored by systems is essential for the user experience. Such a prompt refinement process is analogous to translating the prompt from "user languages" into "system languages". However, the scarcity of such parallel corpora makes it difficult to train a prompt refinement model. Inspired by zero-shot machine translation techniques, we introduce Prompt Refinement with Image Pivot (PRIP). PRIP innovatively uses the latent representation of a user-preferred image as an intermediary "pivot" between the user and system languages. It decomposes the refinement process into two data-rich tasks: inferring representations of user-preferred images from user languages and subsequently translating image representations into system languages. Thus, it can leverage abundant data for training. Extensive experiments show that PRIP substantially outperforms a wide range of baselines and effectively transfers to unseen systems in a zero-shot manner.

Shuqi Zhu, Ziyi Ye, Qingyao Ai et al.

Exploring brain activity in relation to visual perception provides insights into the biological representation of the world. While functional magnetic resonance imaging (fMRI) and magnetoencephalography (MEG) have enabled effective image classification and reconstruction, their high cost and bulk limit practical use. Electroencephalography (EEG), by contrast, offers low cost and excellent temporal resolution, but its potential has been limited by the scarcity of large, high-quality datasets and by block-design experiments that introduce temporal confounds. To fill this gap, we present CrossPT-EEG, a benchmark for cross-participant and cross-time generalization of visual decoding from EEG. We collected EEG data from 16 participants while they viewed 4,000 images sampled from ImageNet, with image stimuli annotated at multiple levels of granularity. Our design includes two stages separated in time to allow cross-time generalization and avoid block-design artifacts. We also introduce benchmarks tailored to non-block design classification, as well as pre-training experiments to assess cross-time and cross-participant generalization. These findings highlight the dataset's potential to enhance EEG-based visual brain-computer interfaces, deepen our understanding of visual perception in biological systems, and suggest promising applications for improving machine vision models.

Ziyi Ye, Qingyao Ai, Yiqun Liu et al.

Generating human language through non-invasive brain-computer interfaces (BCIs) has the potential to unlock many applications, such as serving disabled patients and improving communication. Currently, however, generating language via BCIs has been previously successful only within a classification setup for selecting pre-generated sentence continuation candidates with the most likely cortical semantic representation. Inspired by recent research that revealed associations between the brain and the large computational language models, we propose a generative language BCI that utilizes the capacity of a large language model (LLM) jointly with a semantic brain decoder to directly generate language from functional magnetic resonance imaging (fMRI) input. The proposed model can generate coherent language sequences aligned with the semantic content of visual or auditory language stimuli perceived, without prior knowledge of any pre-generated candidates. We compare the language generated from the presented model with a random control, pre-generated language selection approach, and a standard LLM, which generates common coherent text solely based on the next word likelihood according to statistical language training data. The proposed model is found to generate language that is more aligned with semantic stimulus in response to which brain input is sampled. Our findings demonstrate the potential and feasibility of employing BCIs in direct language generation.

Yixiao Ma, Yueyue Wu, Weihang Su et al.

Legal case retrieval is a critical process for modern legal information systems. While recent studies have utilized pre-trained language models (PLMs) based on the general domain self-supervised pre-training paradigm to build models for legal case retrieval, there are limitations in using general domain PLMs as backbones. Specifically, these models may not fully capture the underlying legal features in legal case documents. To address this issue, we propose CaseEncoder, a legal document encoder that leverages fine-grained legal knowledge in both the data sampling and pre-training phases. In the data sampling phase, we enhance the quality of the training data by utilizing fine-grained law article information to guide the selection of positive and negative examples. In the pre-training phase, we design legal-specific pre-training tasks that align with the judging criteria of relevant legal cases. Based on these tasks, we introduce an innovative loss function called Biased Circle Loss to enhance the model's ability to recognize case relevance in fine grains. Experimental results on multiple benchmarks demonstrate that CaseEncoder significantly outperforms both existing general pre-training models and legal-specific pre-training models in zero-shot legal case retrieval.

Zhenduo Wang, Qingyao Ai

In conversational search, agents can interact with users by asking clarifying questions to increase their chance to find better results. Many recent works and shared tasks in both NLP and IR communities have focused on identifying the need of asking clarifying questions and methodologies of generating them. These works assume asking clarifying questions is a safe alternative to retrieving results. As existing conversational search models are far from perfect, it's possible and common that they could retrieve or generate bad clarifying questions. Asking too many clarifying questions can also drain user's patience when the user prefers searching efficiency over correctness. Hence, these models can get backfired and harm user's search experience because of these risks by asking clarifying questions. In this work, we propose a simulation framework to simulate the risk of asking questions in conversational search and further revise a risk-aware conversational search model to control the risk. We show the model's robustness and effectiveness through extensive experiments on three conversations datasets, including MSDialog, Ubuntu Dialog Corpus, and Opendialkg in which we compare it with multiple baselines. We show that the risk-control module can work with two different re-ranker models and outperform all the baselines in most of our experiments.

Anh Tran, Tao Yang, Qingyao Ai

Learning to rank systems has become an important aspect of our daily life. However, the implicit user feedback that is used to train many learning to rank models is usually noisy and suffered from user bias (i.e., position bias). Thus, obtaining an unbiased model using biased feedback has become an important research field for IR. Existing studies on unbiased learning to rank (ULTR) can be generalized into two families-algorithms that attain unbiasedness with logged data, offline learning, and algorithms that achieve unbiasedness by estimating unbiased parameters with real-time user interactions, namely online learning. While there exist many algorithms from both families, there lacks a unified way to compare and benchmark them. As a result, it can be challenging for researchers to choose the right technique for their problems or for people who are new to the field to learn and understand existing algorithms. To solve this problem, we introduced ULTRA, which is a flexible, extensible, and easily configure ULTR toolbox. Its key features include support for multiple ULTR algorithms with configurable hyperparameters, a variety of built-in click models that can be used separately to simulate clicks, different ranking model architecture and evaluation metrics, and simple learning to rank pipeline creation. In this paper, we discuss the general framework of ULTR, briefly describe the algorithms in ULTRA, detailed the structure, and pipeline of the toolbox. We experimented on all the algorithms supported by ultra and showed that the toolbox performance is reasonable. Our toolbox is an important resource for researchers to conduct experiments on ULTR algorithms with different configurations as well as testing their own algorithms with the supported features.

Zhichao Xu, Hansi Zeng, Qingyao Ai

Modern E-commerce websites contain heterogeneous sources of information, such as numerical ratings, textual reviews and images. These information can be utilized to assist recommendation. Through textual reviews, a user explicitly express her affinity towards the item. Previous researchers found that by using the information extracted from these reviews, we can better profile the users' explicit preferences as well as the item features, leading to the improvement of recommendation performance. However, most of the previous algorithms were only utilizing the review information for explicit-feedback problem i.e. rating prediction, and when it comes to implicit-feedback ranking problem such as top-N recommendation, the usage of review information has not been fully explored. Seeing this gap, in this work, we investigate the effectiveness of textual review information for top-N recommendation under E-commerce settings. We adapt several SOTA review-based rating prediction models for top-N recommendation tasks and compare them to existing top-N recommendation models from both performance and efficiency. We find that models utilizing only review information can not achieve better performances than vanilla implicit-feedback matrix factorization method. When utilizing review information as a regularizer or auxiliary information, the performance of implicit-feedback matrix factorization method can be further improved. However, the optimal model structure to utilize textual reviews for E-commerce top-N recommendation is yet to be determined.