LGAIIRApr 4, 2024

Investigating the Robustness of Counterfactual Learning to Rank Models: A Reproducibility Study

arXiv:2404.03707v23 citationsh-index: 8SIGIR
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This reproducibility study addresses the robustness of CLTR models for information retrieval researchers, highlighting limitations in current methods and the need for new algorithms, but it is incremental as it builds on prior simulation-based evaluations.

The study investigated the robustness of counterfactual learning to rank (CLTR) models through extensive simulation-based experiments, finding that IPS-DCM, DLA-PBM, and UPE models performed better under various settings, but existing CLTR models often failed to outperform naive click baselines when the production ranker was strong and training data was limited.

Counterfactual learning to rank (CLTR) has attracted extensive attention in the IR community for its ability to leverage massive logged user interaction data to train ranking models. While the CLTR models can be theoretically unbiased when the user behavior assumption is correct and the propensity estimation is accurate, their effectiveness is usually empirically evaluated via simulation-based experiments due to a lack of widely available, large-scale, real click logs. However, many previous simulation-based experiments are somewhat limited because they may have one or more of the following deficiencies: 1) using a weak production ranker to generate initial ranked lists, 2) relying on a simplified user simulation model to simulate user clicks, and 3) generating a fixed number of synthetic click logs. As a result, the robustness of CLTR models in complex and diverse situations is largely unknown and needs further investigation. To address this problem, in this paper, we aim to investigate the robustness of existing CLTR models in a reproducibility study with extensive simulation-based experiments that (1) use production rankers with different ranking performance, (2) leverage multiple user simulation models with different user behavior assumptions, and (3) generate different numbers of synthetic sessions for the training queries. We find that the IPS-DCM, DLA-PBM, and UPE models show better robustness under various simulation settings than other CLTR models. Moreover, existing CLTR models often fail to outperform naive click baselines when the production ranker is strong and the number of training sessions is limited, indicating a pressing need for new CLTR algorithms tailored to these conditions.

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