Pengfei Cao

Sirui Liang, Pengfei Cao, Jian Zhao et al.

Parameter-Efficient finetuning (PEFT) enhances model performance on downstream tasks by updating a minimal subset of parameters. Representation finetuning (ReFT) methods further improve efficiency by freezing model weights and optimizing internal representations with fewer parameters than PEFT, outperforming PEFT on several tasks. However, ReFT exhibits a significant performance decline on mathematical reasoning tasks. To address this problem, the paper demonstrates that ReFT's poor performance on mathematical tasks primarily stems from its struggle to generate effective reasoning prefixes during the early inference phase. Moreover, ReFT disturbs the numerical encoding and the error accumulats during the CoT stage. Based on these observations, this paper proposes Bias-REstrained Prefix Representation FineTuning (BREP ReFT), which enhances ReFT's mathematical reasoning capability by truncating training data to optimize the generation of initial reasoning prefixes, intervening on the early inference stage to prevent error accumulation, and constraining the intervention vectors' magnitude to avoid disturbing numerical encoding. Extensive experiments across diverse model architectures demonstrate BREP's superior effectiveness, efficiency, and robust generalization capability, outperforming both standard ReFT and weight-based PEFT methods on the task of mathematical reasoning. The source code is available at https://github.com/LiangThree/BREP.

Tong Zhou, Yubo Chen, Pengfei Cao et al.

Data is one of the most critical elements in building a large language model. However, existing systems either fail to customize a corpus curation pipeline or neglect to leverage comprehensive corpus assessment for iterative optimization of the curation. To this end, we present a pretraining corpus curation and assessment platform called Oasis -- a one-stop system for data quality improvement and quantification with user-friendly interactive interfaces. Specifically, the interactive modular rule filter module can devise customized rules according to explicit feedback. The debiased neural filter module builds the quality classification dataset in a negative-centric manner to remove the undesired bias. The adaptive document deduplication module could execute large-scale deduplication with limited memory resources. These three parts constitute the customized data curation module. And in the holistic data assessment module, a corpus can be assessed in local and global views, with three evaluation means including human, GPT-4, and heuristic metrics. We exhibit a complete process to use Oasis for the curation and assessment of pretraining data. In addition, an 800GB bilingual corpus curated by Oasis is publicly released.

Zhuoran Jin, Hongbang Yuan, Tianyi Men et al.

Despite the significant progress made by existing retrieval augmented language models (RALMs) in providing trustworthy responses and grounding in reliable sources, they often overlook effective alignment with human preferences. In the alignment process, reward models (RMs) act as a crucial proxy for human values to guide optimization. However, it remains unclear how to evaluate and select a reliable RM for preference alignment in RALMs. To this end, we propose RAG-RewardBench, the first benchmark for evaluating RMs in RAG settings. First, we design four crucial and challenging RAG-specific scenarios to assess RMs, including multi-hop reasoning, fine-grained citation, appropriate abstain, and conflict robustness. Then, we incorporate 18 RAG subsets, six retrievers, and 24 RALMs to increase the diversity of data sources. Finally, we adopt an LLM-as-a-judge approach to improve preference annotation efficiency and effectiveness, exhibiting a strong correlation with human annotations. Based on the RAG-RewardBench, we conduct a comprehensive evaluation of 45 RMs and uncover their limitations in RAG scenarios. Additionally, we also reveal that existing trained RALMs show almost no improvement in preference alignment, highlighting the need for a shift towards preference-aligned training.We release our benchmark and code publicly at https://huggingface.co/datasets/jinzhuoran/RAG-RewardBench/ for future work.

Tianyi Men, Zhuoran Jin, Pengfei Cao et al.

As Multimodal Large Language Models (MLLMs) advance, multimodal agents show promise in real-world tasks like web navigation and embodied intelligence. However, due to limitations in a lack of external feedback, these agents struggle with self-correction and generalization. A promising approach is to use reward models as external feedback, but there is no clear on how to select reward models for agents. Thus, there is an urgent need to build a reward bench targeted at agents. To address these challenges, we propose Agent-RewardBench, a benchmark designed to evaluate reward modeling ability in MLLMs. The benchmark is characterized by three key features: (1) Multiple dimensions and real-world agent scenarios evaluation. It covers perception, planning, and safety with 7 scenarios; (2) Step-level reward evaluation. It allows for the assessment of agent capabilities at the individual steps of a task, providing a more granular view of performance during the planning process; and (3) Appropriately difficulty and high-quality. We carefully sample from 10 diverse models, difficulty control to maintain task challenges, and manual verification to ensure the integrity of the data. Experiments demonstrate that even state-of-the-art multimodal models show limited performance, highlighting the need for specialized training in agent reward modeling. Code is available at github.

Zhuoran Jin, Pengfei Cao, Yubo Chen et al.

Retrieval-augmented language models (RALMs) have demonstrated significant potential in refining and expanding their internal memory by retrieving evidence from external sources. However, RALMs will inevitably encounter knowledge conflicts when integrating their internal memory with external sources. Knowledge conflicts can ensnare RALMs in a tug-of-war between knowledge, limiting their practical applicability. In this paper, we focus on exploring and resolving knowledge conflicts in RALMs. First, we present an evaluation framework for assessing knowledge conflicts across various dimensions. Then, we investigate the behavior and preference of RALMs from the following two perspectives: (1) Conflicts between internal memory and external sources: We find that stronger RALMs emerge with the Dunning-Kruger effect, persistently favoring their faulty internal memory even when correct evidence is provided. Besides, RALMs exhibit an availability bias towards common knowledge; (2) Conflicts between truthful, irrelevant and misleading evidence: We reveal that RALMs follow the principle of majority rule, leaning towards placing trust in evidence that appears more frequently. Moreover, we find that RALMs exhibit confirmation bias, and are more willing to choose evidence that is consistent with their internal memory. To solve the challenge of knowledge conflicts, we propose a method called Conflict-Disentangle Contrastive Decoding (CD2) to better calibrate the model's confidence. Experimental results demonstrate that our CD2 can effectively resolve knowledge conflicts in RALMs.

Zhuoran Jin, Pengfei Cao, Hongbang Yuan et al.

Recently, retrieval augmentation and tool augmentation have demonstrated a remarkable capability to expand the internal memory boundaries of language models (LMs) by providing external context. However, internal memory and external context inevitably clash, leading to knowledge conflicts within LMs. In this paper, we aim to interpret the mechanism of knowledge conflicts through the lens of information flow, and then mitigate conflicts by precise interventions at the pivotal point. We find there are some attention heads with opposite effects in the later layers, where memory heads can recall knowledge from internal memory, and context heads can retrieve knowledge from external context. Moreover, we reveal that the pivotal point at which knowledge conflicts emerge in LMs is the integration of inconsistent information flows by memory heads and context heads. Inspired by the insights, we propose a novel method called Pruning Head via PatH PatcHing (PH3), which can efficiently mitigate knowledge conflicts by pruning conflicting attention heads without updating model parameters. PH3 can flexibly control eight LMs to use internal memory ($\uparrow$ 44.0%) or external context ($\uparrow$ 38.5%). Moreover, PH3 can also improve the performance of LMs on open-domain QA tasks. We also conduct extensive experiments to demonstrate the cross-model, cross-relation, and cross-format generalization of our method.

Zhitao He, Pengfei Cao, Chenhao Wang et al.

With the development of deep learning, natural language processing technology has effectively improved the efficiency of various aspects of the traditional judicial industry. However, most current efforts focus on tasks within individual judicial stages, making it difficult to handle complex tasks that span multiple stages. As the autonomous agents powered by large language models are becoming increasingly smart and able to make complex decisions in real-world settings, offering new insights for judicial intelligence. In this paper, (1) we propose a novel multi-agent framework, AgentsCourt, for judicial decision-making. Our framework follows the classic court trial process, consisting of court debate simulation, legal resources retrieval and decision-making refinement to simulate the decision-making of judge. (2) we introduce SimuCourt, a judicial benchmark that encompasses 420 Chinese judgment documents, spanning the three most common types of judicial cases. Furthermore, to support this task, we construct a large-scale legal knowledge base, Legal-KB, with multi-resource legal knowledge. (3) Extensive experiments show that our framework outperforms the existing advanced methods in various aspects, especially in generating legal articles, where our model achieves significant improvements of 8.6% and 9.1% F1 score in the first and second instance settings, respectively.

Hongbang Yuan, Pengfei Cao, Zhuoran Jin et al.

Large Language Models (LLMs) have shown impressive capabilities but still suffer from the issue of hallucinations. A significant type of this issue is the false premise hallucination, which we define as the phenomenon when LLMs generate hallucinated text when confronted with false premise questions. In this paper, we perform a comprehensive analysis of the false premise hallucination and elucidate its internal working mechanism: a small subset of attention heads (which we designate as false premise heads) disturb the knowledge extraction process, leading to the occurrence of false premise hallucination. Based on our analysis, we propose \textbf{FAITH} (\textbf{F}alse premise \textbf{A}ttention head constra\textbf{I}ining for mi\textbf{T}igating \textbf{H}allucinations), a novel and effective method to mitigate false premise hallucinations. It constrains the false premise attention heads during the model inference process. Impressively, extensive experiments demonstrate that constraining only approximately $1\%$ of the attention heads in the model yields a notable increase of nearly $20\%$ of model performance.

Yuheng Chen, Pengfei Cao, Yubo Chen et al.

Large language models (LLMs) store extensive factual knowledge, but the underlying mechanisms remain unclear. Previous research suggests that factual knowledge is stored within multi-layer perceptron weights, and some storage units exhibit degeneracy, referred to as Degenerate Knowledge Neurons (DKNs). Despite the novelty and unique properties of this concept, it has not been rigorously defined or systematically studied. We first consider the connection weight patterns of MLP neurons and define DKNs from both structural and functional aspects. Based on this, we introduce the Neurological Topology Clustering method, which allows the formation of DKNs in any numbers and structures, leading to a more accurate DKN acquisition. Furthermore, inspired by cognitive science, we explore the relationship between DKNs and the robustness, evolvability, and complexity of LLMs. Our execution of 34 experiments under 6 settings demonstrates the connection between DKNs and these three properties. The code will be available soon.

Jiachun Li, Pengfei Cao, Chenhao Wang et al.

Large language models (LLMs) sometimes demonstrate poor performance on knowledge-intensive tasks, commonsense reasoning is one of them. Researchers typically address these issues by retrieving related knowledge from knowledge graphs or employing self-enhancement methods to elicit knowledge in LLMs. However, noisy knowledge and invalid reasoning issues hamper their ability to answer questions accurately. To this end, we propose a novel method named eliciting, filtering and integrating knowledge in large language model (LINKED). In it, we design a reward model to filter out the noisy knowledge and take the marginal consistent reasoning module to reduce invalid reasoning. With our comprehensive experiments on two complex commonsense reasoning benchmarks, our method outperforms SOTA baselines (up to 9.0% improvement of accuracy). Besides, to measure the positive and negative impact of the injected knowledge, we propose a new metric called effectiveness-preservation score for the knowledge enhancement works. Finally, through extensive experiments, we conduct an in-depth analysis and find many meaningful conclusions about LLMs in commonsense reasoning tasks.

Xinyu Zuo, Pengfei Cao, Yubo Chen et al.

Current models for event causality identification (ECI) mainly adopt a supervised framework, which heavily rely on labeled data for training. Unfortunately, the scale of current annotated datasets is relatively limited, which cannot provide sufficient support for models to capture useful indicators from causal statements, especially for handing those new, unseen cases. To alleviate this problem, we propose a novel approach, shortly named CauSeRL, which leverages external causal statements for event causality identification. First of all, we design a self-supervised framework to learn context-specific causal patterns from external causal statements. Then, we adopt a contrastive transfer strategy to incorporate the learned context-specific causal patterns into the target ECI model. Experimental results show that our method significantly outperforms previous methods on EventStoryLine and Causal-TimeBank (+2.0 and +3.4 points on F1 value respectively).

Xinyu Zuo, Pengfei Cao, Yubo Chen et al.

Modern models for event causality identification (ECI) are mainly based on supervised learning, which are prone to the data lacking problem. Unfortunately, the existing NLP-related augmentation methods cannot directly produce the available data required for this task. To solve the data lacking problem, we introduce a new approach to augment training data for event causality identification, by iteratively generating new examples and classifying event causality in a dual learning framework. On the one hand, our approach is knowledge-guided, which can leverage existing knowledge bases to generate well-formed new sentences. On the other hand, our approach employs a dual mechanism, which is a learnable augmentation framework and can interactively adjust the generation process to generate task-related sentences. Experimental results on two benchmarks EventStoryLine and Causal-TimeBank show that 1) our method can augment suitable task-related training data for ECI; 2) our method outperforms previous methods on EventStoryLine and Causal-TimeBank (+2.5 and +2.1 points on F1 value respectively).