Xiaoneng Xiang

Qilong Wu, Xiaoneng Xiang, Hejia Huang et al.

The rapid growth of the financial sector and the rising focus on Environmental, Social, and Governance (ESG) considerations highlight the need for advanced NLP tools. However, open-source LLMs proficient in both finance and ESG domains remain scarce. To address this gap, we introduce SusGen-30K, a category-balanced dataset comprising seven financial NLP tasks and ESG report generation, and propose TCFD-Bench, a benchmark for evaluating sustainability report generation. Leveraging this dataset, we developed SusGen-GPT, a suite of models achieving state-of-the-art performance across six adapted and two off-the-shelf tasks, trailing GPT-4 by only 2% despite using 7-8B parameters compared to GPT-4's 1,700B. Based on this, we propose the SusGen system, integrated with Retrieval-Augmented Generation (RAG), to assist in sustainability report generation. This work demonstrates the efficiency of our approach, advancing research in finance and ESG.

Jieer Ouyang, Xiaoneng Xiang, Zheng Wang et al.

We introduce OTTER, a unified open-set multi-label tagging framework that harmonizes the stability of a curated, predefined category set with the adaptability of user-driven open tags. OTTER is built upon a large-scale, hierarchically organized multi-modal dataset, collected from diverse online repositories and annotated through a hybrid pipeline combining automated vision-language labeling with human refinement. By leveraging a multi-head attention architecture, OTTER jointly aligns visual and textual representations with both fixed and open-set label embeddings, enabling dynamic and semantically consistent tagging. OTTER consistently outperforms competitive baselines on two benchmark datasets: it achieves an overall F1 score of 0.81 on Otter and 0.75 on Favorite, surpassing the next-best results by margins of 0.10 and 0.02, respectively. OTTER attains near-perfect performance on open-set labels, with F1 of 0.99 on Otter and 0.97 on Favorite, while maintaining competitive accuracy on predefined labels. These results demonstrate OTTER's effectiveness in bridging closed-set consistency with open-vocabulary flexibility for multi-modal tagging applications.