LGAIAug 31, 2022

Formalising the Robustness of Counterfactual Explanations for Neural Networks

arXiv:2208.14878v336 citationsh-index: 50
Originality Incremental advance
AI Analysis

This addresses reliability issues in explainable AI for real-world applications, but it is incremental as it builds on existing CFX methods.

The paper tackles the problem of counterfactual explanations (CFXs) lacking robustness to model changes by proposing Δ-robustness, a formal notion to assess this, and shows that existing CFX methods have significant deficiencies while embedding Δ-robustness can provide provably robust CFXs.

The use of counterfactual explanations (CFXs) is an increasingly popular explanation strategy for machine learning models. However, recent studies have shown that these explanations may not be robust to changes in the underlying model (e.g., following retraining), which raises questions about their reliability in real-world applications. Existing attempts towards solving this problem are heuristic, and the robustness to model changes of the resulting CFXs is evaluated with only a small number of retrained models, failing to provide exhaustive guarantees. To remedy this, we propose Δ-robustness, the first notion to formally and deterministically assess the robustness (to model changes) of CFXs for neural networks. We introduce an abstraction framework based on interval neural networks to verify the Δ-robustness of CFXs against a possibly infinite set of changes to the model parameters, i.e., weights and biases. We then demonstrate the utility of this approach in two distinct ways. First, we analyse the Δ-robustness of a number of CFX generation methods from the literature and show that they unanimously host significant deficiencies in this regard. Second, we demonstrate how embedding Δ-robustness within existing methods can provide CFXs which are provably robust.

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