CLNov 26, 2024

Adaptive Deployment of Untrusted LLMs Reduces Distributed Threats

arXiv:2411.17693v123 citationsh-index: 16ICLR
Originality Incremental advance
AI Analysis

This addresses safety concerns for AI systems using LLMs in scenarios where models might intentionally bypass safeguards, though it is incremental as it builds on prior control evaluations.

The paper tackles the problem of deploying untrusted large language models (LLMs) in distributed threat settings where no single action is catastrophic, by introducing a two-level adaptive deployment framework that reduces the number of backdoors in code generation by 80% compared to non-adaptive baselines at a given usefulness level.

As large language models (LLMs) become increasingly capable, it is prudent to assess whether safety measures remain effective even if LLMs intentionally try to bypass them. Previous work introduced control evaluations, an adversarial framework for testing deployment strategies of untrusted models (i.e., models which might be trying to bypass safety measures). While prior work treats a single failure as unacceptable, we perform control evaluations in a "distributed threat setting" -- a setting where no single action is catastrophic and no single action provides overwhelming evidence of misalignment. We approach this problem with a two-level deployment framework that uses an adaptive macro-protocol to choose between micro-protocols. Micro-protocols operate on a single task, using a less capable, but extensively tested (trusted) model to harness and monitor the untrusted model. Meanwhile, the macro-protocol maintains an adaptive credence on the untrusted model's alignment based on its past actions, using it to pick between safer and riskier micro-protocols. We evaluate our method in a code generation testbed where a red team attempts to generate subtly backdoored code with an LLM whose deployment is safeguarded by a blue team. We plot Pareto frontiers of safety (# of non-backdoored solutions) and usefulness (# of correct solutions). At a given level of usefulness, our adaptive deployment strategy reduces the number of backdoors by 80% compared to non-adaptive baselines.

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