LGSTMLSep 25, 2025

Scaling Laws are Redundancy Laws

arXiv:2509.20721v13 citationsh-index: 10
Originality Highly original
AI Analysis

This provides a foundational theoretical explanation for scaling laws, impacting all of ML/AI by unifying empirical observations with rigorous mathematics.

The paper tackles the problem of explaining the mathematical origins of scaling laws in deep learning, showing that they arise from data redundancy and derive a non-universal scaling exponent dependent on redundancy, validated across various models and regimes.

Scaling laws, a defining feature of deep learning, reveal a striking power-law improvement in model performance with increasing dataset and model size. Yet, their mathematical origins, especially the scaling exponent, have remained elusive. In this work, we show that scaling laws can be formally explained as redundancy laws. Using kernel regression, we show that a polynomial tail in the data covariance spectrum yields an excess risk power law with exponent alpha = 2s / (2s + 1/beta), where beta controls the spectral tail and 1/beta measures redundancy. This reveals that the learning curve's slope is not universal but depends on data redundancy, with steeper spectra accelerating returns to scale. We establish the law's universality across boundedly invertible transformations, multi-modal mixtures, finite-width approximations, and Transformer architectures in both linearized (NTK) and feature-learning regimes. This work delivers the first rigorous mathematical explanation of scaling laws as finite-sample redundancy laws, unifying empirical observations with theoretical foundations.

Foundations

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