Do Understanding and Generation Fight? A Diagnostic Study of DPO for Unified Multimodal Models
This work addresses a practical challenge for practitioners using VQ-based unified multimodal models, identifying a structural bottleneck that hinders multi-task alignment.
The study investigated whether Direct Preference Optimization (DPO) can simultaneously align understanding and generation capabilities in unified multimodal models, finding that generation quality resists DPO alignment across all tested conditions, with no improvement at 7B parameters and degradation at 1B, due to gradient imbalances from token count asymmetry.
Unified multimodal models share a language model backbone for both understanding and generating images. Can DPO align both capabilities simultaneously? We present the first systematic study of this question, applying DPO to Janus-Pro at 1B and 7B parameters under seven training strategies and two post-hoc methods. The central finding is negative: generation quality resists DPO alignment across all tested conditions on this architecture. No method improves generation CLIPScore at 7B (|Delta| < 0.2, p > 0.5 at n=200 per seed, 3 seeds); at 1B, all methods degrade generation, and the result holds across preference data types (real-vs-generated and model-vs-model) and the data volumes tested (150-288 pairs). Gradient analysis reveals why: understanding and generation gradients are near-orthogonal (cos ~ 0) with ~11-14x magnitude imbalance driven by VQ token count asymmetry (576 generation tokens vs. ~30-100 text tokens). This imbalance is the dominant interference mechanism in multi-task DPO; magnitude-balancing yields directionally positive understanding deltas (+0.01-0.04 VQA, though individually not significant), but the generation gap persists regardless. We identify discrete VQ tokenization as a likely structural bottleneck -- supported by the generation DPO loss converging to ln(2) -- and provide practical guidance for practitioners working with VQ-based unified models.