Improving Safety Alignment via Balanced Direct Preference Optimization
This work addresses safety risks in LLMs for users and developers, but it is incremental as it builds on existing DPO methods.
The paper tackles the problem of overfitting in safety alignment for Large Language Models by identifying an Imbalanced Preference Comprehension phenomenon and proposes Balanced Direct Preference Optimization (B-DPO) to modulate optimization strength, resulting in enhanced safety capabilities while maintaining competitive general performance on benchmarks.
With the rapid development and widespread application of Large Language Models (LLMs), their potential safety risks have attracted widespread attention. Reinforcement Learning from Human Feedback (RLHF) has been adopted to enhance the safety performance of LLMs. As a simple and effective alternative to RLHF, Direct Preference Optimization (DPO) is widely used for safety alignment. However, safety alignment still suffers from severe overfitting, which limits its actual performance. This paper revisits the overfitting phenomenon from the perspective of the model's comprehension of the training data. We find that the Imbalanced Preference Comprehension phenomenon exists between responses in preference pairs, which compromises the model's safety performance. To address this, we propose Balanced Direct Preference Optimization (B-DPO), which adaptively modulates optimization strength between preferred and dispreferred responses based on mutual information. A series of experimental results show that B-DPO can enhance the safety capability while maintaining the competitive general capabilities of LLMs on various mainstream benchmarks compared to state-of-the-art methods. \color{red}{Warning: This paper contains examples of harmful texts, and reader discretion is recommended.