Beyond Tools and Persons: Who Are They? Classifying Robots and AI Agents for Proportional Governance
This addresses the need for updated regulations for robots and AI agents, offering a foundational ontology to guide governance, though it is incremental as it builds on existing theories.
The paper tackles the problem of outdated legal frameworks for autonomous systems by proposing a classification framework based on Cyber-Physical-Social-Thinking space theory, resulting in a three-tier taxonomy for proportional governance and calling for international standardization by 2027.
The rapid commercialization of humanoid robots and generative AI agents is outpacing legal frameworks built on a binary distinction between ``tools'' and ``persons.'' Current regulations, including the EU AI Act, classify systems by risk level but lack a foundational ontology for determining \emph{what kind of entity} an autonomous system is -- and what governance follows from that determination. We propose a classification framework grounded in Cyber-Physical-Social-Thinking (CPST) space theory, which categorizes autonomous entities by their degree of integration across four interconnected dimensions: computational, embodied, relational, and cognitive. The resulting three-tier taxonomy -- Confined Actors, Socially-Aware Interactors, and CPST-Integrated Agents -- provides principled scaffolding for proportional governance: enhanced product liability for isolated systems, relational duties of care for interactive companions, and qualified legal personhood for deeply integrated agents. We operationalize this taxonomy by identifying standardized assessment metrics drawn from robotics, human--robot interaction research, social computing, and cognitive science, and we propose a composite assessment protocol for regulatory use. We further address temporal dynamics -- how entities transition between categories as they evolve -- and the institutional design necessary for credible classification. We call for international standardization of this taxonomy before the 2027 review of the EU AI Act, and outline three concrete policy steps toward implementation.